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Theoretical Models of Mental Health Nursing

Unit 1 · Topic 1Theoretical Models of Mental Health Nursing
1.Overview & Pathophysiology

A theoretical model explains why abnormal behavior develops, what treatment should target, and what the relationship between client and helper looks like. No single model explains every condition. Current practice uses a biopsychosocial (stress–vulnerability) approach: a biological or genetic vulnerability interacts with psychological factors and social stressors to produce illness, so care combines medication, psychotherapy, and social support.

Model (key figures)Cause of disorderTreatment focusClient–therapist relationship
Psychoanalytic / psychodynamic (Freud; Erikson extended it)Unresolved unconscious conflicts from early childhood; overuse of defense mechanismsMake the unconscious conscious: free association, dream analysis, interpretation of transference, insightTherapist is neutral ("blank screen"); client talks freely
Interpersonal (Sullivan, Peplau)Anxiety arising from unsatisfying relationshipsA trusting, corrective relationship in which new ways of relating are learnedTherapist is a participant observer; partnership
Humanistic / client-centered (Maslow, Rogers)Blocked growth; gap between self-concept and experiencePromote self-actualization and growthTherapist shows empathy, unconditional positive regard, genuineness (congruence) — not expert authority
Behavioral (Pavlov, Skinner, Wolpe)Maladaptive behavior is learned and maintained by reinforcementUnlearn and relearn: reinforcement, extinction, desensitizationTherapist is teacher; client is active learner
Cognitive / cognitive-behavioral (Beck, Ellis)Distorted thinking — automatic thoughts, irrational beliefsIdentify, test, and restructure thoughtsCollaborative, time-limited, homework
Communication (Berne, Watzlawick)Distorted or contradictory verbal and nonverbal messagesAnalyze communication patterns; teach clear, direct, congruent messagesTherapist models good communication
Existential (Frankl, Glasser)Alienation from self; loss of meaning and choiceHere and now; take responsibility; find meaningTherapist is a guide who confronts the client
Social / community (Caplan, Szasz)Social and environmental stressors; society labels behavior as deviantSocial change, community resources, preventionCollaborative; avoids coercion
Medical / biologicalBrain structure, genetics, neurotransmitter imbalanceDiagnosis, medication, ECT and other somatic treatmentPhysician directs; client follows the plan
2.Assessment Findings

Each model directs attention to different data:

  • Psychodynamic: links between present symptoms and past developmental experiences; defense mechanisms in use
  • Interpersonal: level of anxiety; quality of current relationships
  • Behavioral: the specific problem behavior, its antecedents and consequences (what triggers and what reinforces it)
  • Cognitive: automatic thoughts and cognitive distortions
  • Biological: family history, medical illness, substance use, response to medication

Erikson's psychosocial stages (useful for developmental assessment)

AgeCrisisPositive outcome
InfancyTrust vs. mistrustHope
ToddlerAutonomy vs. shame and doubtWill
PreschoolInitiative vs. guiltPurpose
School ageIndustry vs. inferiorityCompetence
AdolescenceIdentity vs. role confusionFidelity
Young adultIntimacy vs. isolationLove
Middle adultGenerativity vs. stagnationCare
Older adultIntegrity vs. despairWisdom

Freud's structure of personality: id (pleasure principle), ego (reality principle, mediates), superego (conscience). Psychosexual stages: oral, anal, phallic, latency, genital.

Common defense mechanisms (unconscious, reduce anxiety)

MechanismExample
ProjectionAttributes own unacceptable feelings to others: "My coworker hates me" when the client resents the coworker
DisplacementAnger at the boss is taken out on the family
RepressionUnconsciously blocks a painful memory
SuppressionConsciously puts a worry aside (the only intentional one)
DenialRefuses to accept an obvious reality (common first reaction to diagnosis)
Reaction formationActs the opposite of true feelings: excessive kindness toward a disliked person
RationalizationGives a socially acceptable excuse for behavior
RegressionReturns to earlier developmental behavior under stress
SublimationChannels drives into acceptable activity (mature)
IntellectualizationUses abstract reasoning to avoid feelings
UndoingPerforms an act to cancel a previous one
3.Diagnostics

Models guide which tools are used; the diagnosis itself uses standard criteria.

ToolUse
DSM-5-TR (US) / ICD-11 (WHO)Standard diagnostic criteria
Mental status examinationCurrent appearance, mood, thought, perception, cognition, insight (see Topic 2)
Rating scales (e.g., PHQ-9, GAD-7)Measure severity and track response
Functional analysis (behavioral)Records antecedent → behavior → consequence
Thought record (cognitive)Situation → automatic thought → emotion → balanced response
Laboratory and imaging (biological)Rule out medical causes (thyroid, drugs, infection, brain lesion)
4.Medical Management

Treatments derived from each model:

  • Psychodynamic: insight-oriented psychotherapy; brief psychodynamic therapy focused on one central conflict
  • Interpersonal: interpersonal psychotherapy (IPT) for depression
  • Behavioral: classical conditioning techniques — systematic desensitization (relaxation paired with a graded fear hierarchy; relaxation replaces anxiety through counterconditioning / reciprocal inhibition), exposure, flooding, aversion therapy. Operant conditioning techniques — positive reinforcement, token economy, shaping, extinction
  • Cognitive: cognitive therapy (Beck), rational emotive behavior therapy (Ellis, A–B–C: activating event → belief → consequence)
  • Biological: psychotropic medication (for example, an SSRI is the usual first-line drug for major depression — nausea, sexual dysfunction, hyponatremia in older adults, bleeding risk with NSAIDs or anticoagulants, serotonin syndrome with other serotonergic drugs, never with an MAOI; boxed warning for suicidality under age 25; details in Topic 9), ECT, brain stimulation
  • Social: crisis services, community programs, prevention

Reinforcement terms (commonly confused)

TermWhat happensEffect on behavior
Positive reinforcementPleasant stimulus addedIncreases
Negative reinforcementUnpleasant stimulus removedIncreases
PunishmentUnpleasant added or pleasant removedDecreases
ExtinctionReinforcement withheldDecreases gradually
5.Nursing Interventions

Listed in priority order.

  1. Safety first — whatever the model, assess suicide and violence risk before exploring causes.
  2. Build the relationship (Peplau's interpersonal model) — nursing is a therapeutic interpersonal process. Phases:
    • Orientation: client seeks help; nurse and client get acquainted, set goals, and plan termination
    • Working (Peplau's original identification and exploitation phases): client identifies with the nurse, then makes full use of services
    • Resolution: client meets goals, becomes independent, and uses the relationship as a model for healthy relationships
    • Nurse roles: stranger, resource person, teacher, counselor, surrogate, leader
  3. Manage anxiety (Peplau's four levels) — mild (learning improves), moderate (selective attention), severe (narrowed focus, cannot solve problems), panic (disorganized; safety and brief directions needed)
  4. Apply model-matched techniques
    • Cognitive: "That thought may be making your mood worse. Let's look at the evidence for it together."
    • Behavioral: reward target behaviors consistently; do not reinforce problem behavior with attention
    • Humanistic: accept the person while not accepting harmful behavior
  5. Integrate models — combine medication adherence support with psychotherapy and social support; no one model fits every client.
  6. Use trauma-informed care — SAMHSA principles: safety; trustworthiness and transparency; peer support; collaboration and mutuality; empowerment, voice, and choice; cultural, historical, and gender issues.
6.Client Education
  • Explain that mental illness usually results from several interacting factors, not personal weakness
  • Describe what the chosen therapy involves (homework in CBT, exposure steps in desensitization)
  • Medication plus therapy often works better than either alone for many conditions
  • Recovery is possible: the goal is a meaningful life, not only symptom removal
  • Teach families the stress–vulnerability idea: lowering stress and supporting routines protects against relapse
7.Complications & Red Flags
PitfallWhy it matters
Using only one modelMissed medical causes (biological) or missed psychosocial triggers
Interpreting unconscious meaning without trainingNurses do not interpret; they explore and reflect
Exposure without preparationFlooding before coping skills are in place can overwhelm the client
Punishment-based programsCan harm dignity; positive reinforcement is preferred
Countertransference unrecognizedNurse's own feelings distort care — seek supervision
Symptoms attributed to "psychology"Delirium, thyroid disease, drug effects missed
8.High-Yield Points
  • Free association and dream analysis = psychoanalytic (Freud); focus on unconscious conflict and defense mechanisms, linking present symptoms to past development
  • Peplau = interpersonal model; the nurse–client relationship is the treatment; phases orientation → working (identification, exploitation) → resolution
  • Rogers: empathy, unconditional positive regard, genuineness — not professional authority
  • Behavioral: learned behavior; systematic desensitization = relaxation + graded exposure (counterconditioning)
  • Negative reinforcement increases a behavior by removing something unpleasant
  • Cognitive (Beck, Ellis): distorted thoughts cause distress; Ellis A–B–C, B = belief
  • Communication model: goal is clear, direct, congruent messages
  • Existential: here and now, personal responsibility
  • Biological: neurotransmitters; SSRIs first-line for depression
  • Projection = attributing own unacceptable feelings to others; displacement = redirecting to a safer target
  • Modern care = biopsychosocial integration plus trauma-informed care

Country Notes

United States

  • Diagnoses are coded with DSM-5-TR criteria and ICD-10-CM codes for billing.
  • The scope and standards of psychiatric–mental health nursing are published jointly by the American Nurses Association and psychiatric nursing specialty organizations (APNA, ISPN).

Philippines

  • The Mental Health Act (RA 11036, 2018) frames care around rights of "service users," including treatment in the least restrictive environment and informed consent — consistent with humanistic and recovery-oriented models.
  • Nursing practice is governed by the Philippine Nursing Act (RA 9173).

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